Urgent Requirement of "AVP/VP - Trade Surveillance" in Mumbai


About Company

Prestigious client of Naukriguru was incepted in 2001 with a vision to become a guide and mentor to those seeking to carve their careers in their respective fields and counted among the highest ranked e-job portals when it comes to executive search and selection.

Contact Details

Concern Person: ruchi
Company Name: Naukriguru
Email Id:
Website URL:


Urgent Requirement of "AVP/VP - Trade Surveillance" in Mumbai

Naukriguru - Pune, Mumbai

Experience: 13 to 18 Yrs. Posted on: 16-Nov-2016


Job Description

  • Review the alerts cleared by associates to moniter market abuse and market manipulation across asset classes

  • Investigate potential compliance issues with management and document findings

  • Moniter and review trading activity using various exception based reports

  • Analyze T+1 trading data on trade serveillance platforms for potential compliance issue

  • Analyze and organize data, identifying any trends in a timely manner

  • Maintain accurate organized and current compliance records and documentation in a manner consistent with the departments needs

  • Liaison with Regional leads and senior leadership

  • Prepare and present monthly dashboards, reports and business reviews

  • Managing day to day process related requirements and employee conflict

Desired Candidate Profile

Not Mentioned

Key Skills

Key Skills
. Not Mentioned
. Not Mentioned
Additional Qualification
. Not Mentioned
. Beauty/Fitness/PersonalCare/SPA
Functional Area
. Banking/Insurance
Job Role
. GM/Head/VP Corporate Banking

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